Thread: The Alcohol Thing - again....
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  #5  
Old 03-27-2002, 10:36 AM
Kapsig1 Kapsig1 is offline
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Join Date: Jun 2001
Location: Flower Mound, TX
Posts: 101
Quote:
Originally posted by James
Brad,

Before I respond, what is the current policy the SEC follows for this type of violation?
There is no hard and fast policy regarding such violations. Thus, the ad hoc.

Brad
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